Private Equity & Investment Funds

NAV-Based Credit Facility - Drawdown for LP Liquidity

Recording a drawdown on a NAV-based credit facility (secured against the fair value of the fund's portfolio rather than unfunded LP commitments) used to provide LP liquidity or fund follow-on investments in a mature fund.

Account NameTypeDebit ($)Credit ($)
Cash & Cash EquivalentsAsset (+)10,000,000.00-
NAV Credit Facility Payable - Senior LenderLiability (+)-10,000,000.00

💡 Accountant's Note

NAV facilities are used by mature PE funds (typically post-investment period) where unfunded LP commitments are exhausted. The facility is secured by the fund's portfolio investment fair values (typically lenders advance 15%–25% of portfolio NAV). These are more expensive than subscription lines and are used for follow-on investments, LP liquidity needs, or bridging to exits.

Practitioner & Systems Framework

💻 ERP Architecture

The NAV facility is a senior liability of the fund that takes priority over LP interests in a wind-down scenario. Ensure the facility is clearly disclosed in LP quarterly reports. The lender will require quarterly portfolio NAV certification and may include NAV-based maintenance covenants.

⚠️ Audit Flags

Auditors assess the fair value of the pledged portfolio assets supporting the facility. Covenant compliance certificates must be tested. The facility significantly changes the fund's risk profile and LP distributions waterfall.

📄 Required Documentation

NAV credit agreement, portfolio NAV certification letter, lender borrowing base calculation, LP advisory committee consent, quarterly covenant compliance certificate.

Professional Excel Template

Get the automated version of this entry. Includes built-in IFRS checks, VAT calculators, and SAP-ready upload formats.

Notify Me on Release
QA

Expert Analysis by Qusai Ahmad

General Accountant Supervisor & IFRS Specialist

Specialized in SAP GUI automation and Middle Eastern tax compliance. Building digital tools for the next generation of finance leaders.

LinkedIn Profile

Discussion & Community Questions