Insurance Broking & MGA

How to record unplaced premium deposits

Recording funds received from a prospective client before a policy is officially bound or a carrier is assigned.

Account NameTypeDebit ($)Credit ($)
Cash - Fiduciary AccountAsset5,000.00-
Unplaced Premium DepositsLiability-5,000.00

💡 Accountant's Note

When a client provides a deposit for a policy that has not yet been bound, the funds must be held in a fiduciary capacity. This creates a liability to the client until the policy is active and the premium is owed to the carrier.

Practitioner & Systems Framework

💻 ERP Architecture

Use a suspense account mapping in the sub-ledger specifically for unlinked receipts.

⚠️ Audit Flags

Aging of unplaced deposits exceeding 30 days without binding a policy.

📄 Required Documentation

Bank deposit confirmation and a letter of intent or quote document from the client.

Did you find the exact entry you were looking for?

Automate this entry with the JEH Accounting Suite

Stop doing manual entry. Our VBA-powered ERP automatically generates your ledgers, Trial Balance, and Financial Statements.

No Subscriptions. Own your data.

QA

Expert Analysis by Qusai Ahmad

General Accountant Supervisor & IFRS Specialist

Specialized in SAP GUI automation and Middle Eastern tax compliance. Building digital tools for the next generation of finance leaders.

LinkedIn Profile

Discussion & Community Questions

Loading comments...

Leave a comment (No sign-up required)