IFRS 9 Financial Instruments

How to record factoring without recourse

Records the derecognition of trade receivables when risks and rewards are fully transferred to a factor.

Account NameTypeDebit ($)Credit ($)
CashAsset95,000.00-
Loss on Sale of Receivables (P&L)Expense5,000.00-
Trade ReceivablesAsset-100,000.00

💡 Accountant's Note

Derecognition occurs when the entity transfers substantially all risks and rewards. In a non-recourse factoring arrangement, the credit risk is transferred to the factor, allowing the asset to be removed from the balance sheet.

Practitioner & Systems Framework

💻 ERP Architecture

Manual journal entry often required as standard AR modules may not support automatic derecognition upon sale.

⚠️ Audit Flags

Large factoring transactions near year-end (window dressing) or presence of 'continuing involvement' clauses.

📄 Required Documentation

Factoring agreement confirming the absence of recourse and transfer of control.

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Expert Analysis by Qusai Ahmad

General Accountant Supervisor & IFRS Specialist

Specialized in SAP GUI automation and Middle Eastern tax compliance. Building digital tools for the next generation of finance leaders.

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