IFRS 9 Financial Instruments

How to record factoring with recourse

Records the receipt of cash from a factoring arrangement where the entity retains credit risk, preventing derecognition of the receivable.

Account NameTypeDebit ($)Credit ($)
CashAsset95,000.00-
Finance Charge (P&L)Expense5,000.00-
Financial Liability (Factoring)Liability-100,000.00

💡 Accountant's Note

In a factoring arrangement with recourse, the entity has not transferred substantially all risks and rewards. Therefore, the receivable remains on the balance sheet and the cash received is treated as a secured borrowing.

Practitioner & Systems Framework

💻 ERP Architecture

The original invoice remains 'Open' in the AR module; a manual entry is usually required in the GL to record the liability.

⚠️ Audit Flags

Verification of the 'recourse' clause in factoring agreements and reconciliation of factored receivables vs. liability accounts.

📄 Required Documentation

Factoring agreement, cash remittance advice, and assessment of risk/reward transfer.

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Expert Analysis by Qusai Ahmad

General Accountant Supervisor & IFRS Specialist

Specialized in SAP GUI automation and Middle Eastern tax compliance. Building digital tools for the next generation of finance leaders.

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