Wealth Management & Private Banking

How to Book Intermediary Referral Fees

Recording the commission expense owed to third-party intermediaries for client introductions.

Account NameTypeDebit ($)Credit ($)
Referral Fee ExpenseExpense1,200.00-
Accrued Referral Fees PayableLiability-1,200.00

💡 Accountant's Note

Recognition of the expense incurred for client acquisition through professional intermediaries, recognized on an accrual basis.

Practitioner & Systems Framework

💻 ERP Architecture

Accounts Payable module with vendor tracking for intermediaries.

⚠️ Audit Flags

High referral fee ratios relative to new AUM growth.

📄 Required Documentation

Intermediary Agreement, Referral Confirmation, and Calculation Sheet.

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Expert Analysis by Qusai Ahmad

General Accountant Supervisor & IFRS Specialist

Specialized in SAP GUI automation and Middle Eastern tax compliance. Building digital tools for the next generation of finance leaders.

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